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Shannon Asmus

Administrator

slasmus@truwest.org

Contact

TruWest Wealth Management Services

Office: (602) 629-2071

5136 E Roosevelt Street

Phoenix, AZ 85008

WealthManagement@truwest.org

Securities America Form CRS

Check the background of your financial professional on FINRA's BrokerCheck.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Securities offered through Securities America, Inc., Member FINRA/SIPC. Advisory services offered through PFG Advisors. TruWest Wealth Management Services, TruWest Credit Union, Securities America, and PFG Advisors are separate entities. Securities America and its representatives do not provide tax or legal advice.

CLICK HERE FOR A COPY OF PFG ADVISORS' RELATIONSHIP SUMMARY (FORM CRS)

Free and simple tools are available to research firms and financial professionals at INVESTOR.GOV/CRS, which also provides educational materials about broker-dealers, investment advisors, and investing.

If you are a client or member of a credit union/bank (collectively, Financial Institution or “FI”), you were likely referred to PFG Advisors (“PFGA”) by your FI for investment advisory services. PFGA is an investment adviser registered with the U.S. Securities and Exchange Commission. Your FI and PFGA have entered into an agreement whereby the FI has agreed to endorse and refer potential clients/members to PFGA for investment advisory services. This agreement authorizes PFGA to provide investment advisory services to you. This agreement creates a conflict of interest since the FI has a financial incentive to recommend that you establish an investment advisory relationship with PFGA in order for the FI to be compensated. However, you are not obligated to establish any investment advisory account with PFGA. Below is some important information for you to understand about this endorsement.

The FI is a separate entity and not affiliated with PFGA.
The FI is not licensed to provide investment advice to you.
The FI could be a current client of PFGA, but most FIs are not current clients.
If the FI is a current client of PFGA, this would create a conflict of interest, however, PFGA is obligated to act in your best interest.
The FI will receive monetary compensation from PFGA only if you establish an investment advisory account with PFGA or engage PFGA for financial planning services.
The FI will receive this fee for as long as you maintain an investment advisory relationship with PFGA.
You do not pay a higher investment advisory fee or financial planning fee because of the fee paid to the FI.
The FI may compensate certain FI employees to refer potential clients to PFGA for investment advisory services. This creates a conflict of interest because the FI employee receives up to a $25.00 one-time payment per referral if the potential client attends a meeting with a PFGA licensed representative. The FI employee receives the payment even if the potential client does not establish an investment advisory relationship with PFGA.

For important information related to our fees and services please review PFG Advisors Form ADV Part 2A or visit adviserinfo.sec.gov/firm/summary/173344.

Securities, insurance, and advisory offered through Securities America, PFG Advisors or their affiliates are:

Not NCUA Insured

Not Credit Union Guaranteed

Not Credit Union Deposits or Obligations

May Lose Value

This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed.

Shannon Asmus

Administrator

(602) 629-2648

slasmus@truwest.org